Date

Circular

December 19, 2010

SEC’s Directive No. SEC/CMRRCD/2001-43/79 regarding Margin Rules, 1999.

December 19, 2010

SEC’s Order No. SEC/CMRRC/2001-43/80 regarding Margin Rules Merchant Bankers and Portfolio Manager.

December 14, 2010

SEC’s Order related to waiver to the Government and organizations controlled by it from compliance of section-4(2) of Securities and Exchange Commission (Prohibition of Insider Trading) Rules, 1995.

December 13, 2010

SEC’s Directive No. SEC/CMRRCD/2001-43/75 regarding Margin Rules, 1999.

December 13, 2010

SEC’s Order No. SEC/CMRRC/2001-43/74 regarding Margin Rules for Merchant Bankers and Portfolio Manager.

November 25, 2010

SEC Order No. SEC/CMRRCD/2001-49/70 dated November 25, 2010 regarding amendment of Dhaka Stock Exchange (Members’ Margin) Regulations, 2000.

October 05, 2010

SEC’s Directive No. SEC/SRMIC/94-198/623 regarding delisting of the securities of 4 listed companies and place them in the OTC market for trading

September 28, 2010

SEC’s Directive No. SEC/CMRRCD/2001-16/65 regarding delisting of the non demated Z-category securities and providing transaction facilities of the said securities on the OTC market

September 21, 2010

SEC’s Directive regarding clarification of certain issues, in continuation of commission's Directive dated September 06, 2010 related to decidingstatus as Non-marginable Securities and Calculating Margin Maintenance Figure

September 06, 2010

SEC’s notification No. SEC/CMRRCD/2003-193/63 regarding netting, calculation of NAV and margin call

September 06, 2010

SEC’s notification No. SEC/CMRRCD/2003-139/62/Admin/-------regarding conversion of existing debt into ordinary shares

September 06, 2010

SEC’s notification No. SEC/CMRRCD/2003-193/61/Admin/-------regarding issuance of further security by an issuer of unlisted security

August 31, 2010

SEC’s notification No. SEC/CMRRCD/2003-109/60/Admin/-------regarding Repeat Public Offering

August 30, 2010

SEC’s Directive regarding marginable Mutual Fund Units for Merchant Bankers and Stock Brokers

July 22, 2010

SEC’s Order No. SEC/CMRRC/2001-43/52 regarding Margin Rules for Merchant Bankers and Portfolio Manager

July 22, 2010

SEC’s Directive No. SEC/CMRRCD/2001-43/51 regarding Margin Rules, 1999

July 14, 2010

SEC’s prescribed format for declaration to buy/ sell/dispose off shares held by the sponsor shareholder/director/placement holder of a listed company

July 14, 2010

SEC’s prescribed format for declaration to sell/dispose off units of Mutual Fund held by the sponsor unit holder/ placement holder of a listed Mutual Fund

July 08, 2010

SEC's Order No. SEC/CMRRC/2001-43/48 regarding Margin Rules for Merchant Bankers and Portfolio Manager

July 08, 2010

SEC's Directive No. SEC/CMRRCD/2001-43/47 regarding Margin Rules, 1999

July 04, 2010

SEC's Directive No. SEC/SRMIC/94-198/433 regarding holding of EGM by the companies that declare Lay-off of their factory

July 01, 2010

SEC's Directive No. SEC/CMRRCD/MISC/2010-207/384 regarding provision for new advance income tax deducted at source related to capital market

June 15, 2010

SEC's Directive No. SEC/CMRRCD/2001 -43/42 regarding Margin based on P/E Ratio

June 15, 2010

SEC's Directive No. SEC/CMRRCD/2001 -43/43 regarding Margin Rules for Merchant Bankers and Portfolio Manager

June 01, 2010

SEC's Directive No. SEC/CMRRCD/2009-193/40 regarding of degradation and discontinuation of Paper security in the stock exchange

May 10, 2010

SEC's Notification No. SEC/CMRRCD/2010-201/37 regarding change of face value and market lot of the listed companies

May 04, 2010

SEC's Notification No. SEC/CMRRCD/2009-193/part-2/35/Admin/03-43 regarding record date/commencement of book closure period and AGM of the listed securities

April 26, 2010

SEC's Directive regarding MICR instruments

March 23, 2010

SEC's Directive regarding margin requirement under the Margin Rules, 1999

March 23, 2010

SEC's Notification regarding replacement of Regulation 4(2) of the Securities and Exchange Commission (Prohibition of Insider Trading) Regulations, 1995

March 18, 2010

DSE's Notification regarding amendment in Regulation 36(A)(4) of Listing Regulation of Dhaka Stock Exchange regarding record date/ commencement of book closure period of the listed securities

March 15, 2010

SEC's Directive regarding Margin Rules, 1999

March 15, 2010

SEC's Directive regarding Margin Rules for Merchant Bankers and Portfolio Manager

March 11, 2010

SEC's Notification regarding IPO

March 11, 2010

SEC's Notification regarding Amendment of Mutual Fund Regulations

March 07, 2010

SEC's Directive regarding marginable Mutual Fund Units for Merchant Bankers and Stock Brokers

March 01, 2010

SEC's Notification regarding change of face value and market lot of listed companies

February 09, 2010

SEC's Notification regarding mode of distribution of dividend

February 09, 2010

SEC's Notification regarding mode of distribution of Refund Warrants

February 08, 2010

SEC's Directive regarding financial adjustment facilities in case of shares trading of Grameenphone Ltd.

February 03, 2010

SEC's Directive regarding Margin Rules, 1999

February 03, 2010

SEC's Directive regarding Margin Rules for Merchant Banker and Portfolio Manager

February 02, 2010

SEC's letter No. SEC/CFD/Misc./233/2004/615 dated February 02, 2010 regarding form of presentation of periodical/ interim financial statements

February 01, 2010

SEC's Directive regarding Margin based on P/E Ratio

February 01, 2010

SEC's Directive regarding Margin Rules, 1999

January 24, 2010

SEC order related to close-end Mutual Fund

January 17, 2010

Some important matters for the valued investors of the Capital Market

October 21, 2009

SEC's Letter regarding making comments on market status