Recent SEC & DSE Circulars

Date	Circular
December 19, 2010	SEC’s Directive No. SEC/CMRRCD/2001-43/79 regarding Margin Rules, 1999.
December 19, 2010	SEC’s Order No. SEC/CMRRC/2001-43/80 regarding Margin Rules Merchant Bankers and Portfolio Manager.
December 14, 2010	SEC’s Order related to waiver to the Government and organizations controlled by it from compliance of section-4(2) of Securities and Exchange Commission (Prohibition of Insider Trading) Rules, 1995.
December 13, 2010	SEC’s Directive No. SEC/CMRRCD/2001-43/75 regarding Margin Rules, 1999.
December 13, 2010	SEC’s Order No. SEC/CMRRC/2001-43/74 regarding Margin Rules for Merchant Bankers and Portfolio Manager.
November 25, 2010	SEC Order No. SEC/CMRRCD/2001-49/70 dated November 25, 2010 regarding amendment of Dhaka Stock Exchange (Members’ Margin) Regulations, 2000.
October 05, 2010	SEC’s Directive No. SEC/SRMIC/94-198/623 regarding delisting of the securities of 4 listed companies and place them in the OTC market for trading
September 28, 2010	SEC’s Directive No. SEC/CMRRCD/2001-16/65 regarding delisting of the non demated Z-category securities and providing transaction facilities of the said securities on the OTC market
September 21, 2010	SEC’s Directive regarding clarification of certain issues, in continuation of commission's Directive dated September 06, 2010 related to decidingstatus as Non-marginable Securities and Calculating Margin Maintenance Figure
September 06, 2010	SEC’s notification No. SEC/CMRRCD/2003-193/63 regarding netting, calculation of NAV and margin call
September 06, 2010	SEC’s notification No. SEC/CMRRCD/2003-139/62/Admin/-------regarding conversion of existing debt into ordinary shares
September 06, 2010	SEC’s notification No. SEC/CMRRCD/2003-193/61/Admin/-------regarding issuance of further security by an issuer of unlisted security
August 31, 2010	SEC’s notification No. SEC/CMRRCD/2003-109/60/Admin/-------regarding Repeat Public Offering
August 30, 2010	SEC’s Directive regarding marginable Mutual Fund Units for Merchant Bankers and Stock Brokers
July 22, 2010	SEC’s Order No. SEC/CMRRC/2001-43/52 regarding Margin Rules for Merchant Bankers and Portfolio Manager
July 22, 2010	SEC’s Directive No. SEC/CMRRCD/2001-43/51 regarding Margin Rules, 1999
July 14, 2010	SEC’s prescribed format for declaration to buy/ sell/dispose off shares held by the sponsor shareholder/director/placement holder of a listed company
July 14, 2010	SEC’s prescribed format for declaration to sell/dispose off units of Mutual Fund held by the sponsor unit holder/ placement holder of a listed Mutual Fund
July 08, 2010	SEC's Order No. SEC/CMRRC/2001-43/48 regarding Margin Rules for Merchant Bankers and Portfolio Manager
July 08, 2010	SEC's Directive No. SEC/CMRRCD/2001-43/47 regarding Margin Rules, 1999
July 04, 2010	SEC's Directive No. SEC/SRMIC/94-198/433 regarding holding of EGM by the companies that declare Lay-off of their factory
July 01, 2010	SEC's Directive No. SEC/CMRRCD/MISC/2010-207/384 regarding provision for new advance income tax deducted at source related to capital market
June 15, 2010	SEC's Directive No. SEC/CMRRCD/2001 -43/42 regarding Margin based on P/E Ratio
June 15, 2010	SEC's Directive No. SEC/CMRRCD/2001 -43/43 regarding Margin Rules for Merchant Bankers and Portfolio Manager
June 01, 2010	SEC's Directive No. SEC/CMRRCD/2009-193/40 regarding of degradation and discontinuation of Paper security in the stock exchange
May 10, 2010	SEC's Notification No. SEC/CMRRCD/2010-201/37 regarding change of face value and market lot of the listed companies
May 04, 2010	SEC's Notification No. SEC/CMRRCD/2009-193/part-2/35/Admin/03-43 regarding record date/commencement of book closure period and AGM of the listed securities
April 26, 2010	SEC's Directive regarding MICR instruments
March 23, 2010	SEC's Directive regarding margin requirement under the Margin Rules, 1999
March 23, 2010	SEC's Notification regarding replacement of Regulation 4(2) of the Securities and Exchange Commission (Prohibition of Insider Trading) Regulations, 1995
March 18, 2010	DSE's Notification regarding amendment in Regulation 36(A)(4) of Listing Regulation of Dhaka Stock Exchange regarding record date/ commencement of book closure period of the listed securities
March 15, 2010	SEC's Directive regarding Margin Rules, 1999
March 15, 2010	SEC's Directive regarding Margin Rules for Merchant Bankers and Portfolio Manager
March 11, 2010	SEC's Notification regarding IPO
March 11, 2010	SEC's Notification regarding Amendment of Mutual Fund Regulations
March 07, 2010	SEC's Directive regarding marginable Mutual Fund Units for Merchant Bankers and Stock Brokers
March 01, 2010	SEC's Notification regarding change of face value and market lot of listed companies
February 09, 2010	SEC's Notification regarding mode of distribution of dividend
February 09, 2010	SEC's Notification regarding mode of distribution of Refund Warrants
February 08, 2010	SEC's Directive regarding financial adjustment facilities in case of shares trading of Grameenphone Ltd.
February 03, 2010	SEC's Directive regarding Margin Rules, 1999
February 03, 2010	SEC's Directive regarding Margin Rules for Merchant Banker and Portfolio Manager
February 02, 2010	SEC's letter No. SEC/CFD/Misc./233/2004/615 dated February 02, 2010 regarding form of presentation of periodical/ interim financial statements
February 01, 2010	SEC's Directive regarding Margin based on P/E Ratio
February 01, 2010	SEC's Directive regarding Margin Rules, 1999
January 24, 2010	SEC order related to close-end Mutual Fund
January 17, 2010	Some important matters for the valued investors of the Capital Market
October 21, 2009	SEC's Letter regarding making comments on market status